Junior Compliance Manager
Overview
Junior Compliance Manager role focusing on supporting regulatory compliance frameworks, conducting FAIS and FICA monitoring, reviewing operational policies, and assisting with regulatory reporting.
Responsibilities
- Conduct ongoing compliance reviews and risk assessments to ensure alignment with FAIS, FICA, POPIA, and key FSCA regulations.
- Assist in drafting, updating, and implementing internal compliance policies, standard operating procedures, and risk management frameworks.
- Review client onboarding documentation, perform anti-money laundering (AML) verification, and conduct PEP/sanctions screening.
- Compile monthly compliance reports, track regulatory action logs, and assist with statutory filings to regulatory bodies.
- Provide basic compliance guidance to internal operational teams and assist in delivering ongoing regulatory awareness training.
How to apply
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